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Soft dollar
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#	Item
171	J.S. Oliver Capital Management, L.P., et al. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-08-30 11:22:48 Investment Financial services Soft dollar Investment Advisers Act Registered Investment Advisor Hedge fund Financial adviser Prime brokerage Securities Exchange Act Financial economics Finance Business
172	Microsoft Word - Red Flag Legend - FINAL.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-07-30 14:27:19 Initial public offering Stock market Soft dollar Business Investment Money Financial services Finance Financial economics Corporate finance
173	Interpretation: Commission Guidance Regarding Client Commission Practices Under Section 28(e) of the Securities Exchange Act of 1934; Release No[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-10-21 09:33:44 Financial services Investment 76th United States Congress United States securities law Financial adviser U.S. Securities and Exchange Commission Soft dollar Investment Advisers Act Investment Advisor Financial economics Finance Business
174	SEC Interpretive Release: Commission Guidance Regarding Client Commission Practices Under Section 28(e) of the Securities Exchange Act of 1934; Release No[removed]; File No. S7-13-06; July 18, 2006 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-07-27 16:17:19 Financial services United States securities law 76th United States Congress Soft dollar U.S. Securities and Exchange Commission Investment Advisers Act Financial adviser Merrill Lynch Securities Exchange Act Financial economics Investment Finance
175	PART 2A of FORM ADV FIRM BROCHURE Add to Reading List Source URL: www.cyberdriveillinois.com Language: English - Date: 2012-03-02 10:03:25 Financial markets Financial services Investment Registered Investment Advisor Financial adviser Real estate broker Soft dollar Financial planner Broker-dealer Financial economics Business Finance
176	Proposed Rule: Commission Guidance Regarding the Duties and Responsibilities of Investment Company Boards of Directors with Respect to Investment Adviser Portfolio Trading Practices Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-09-24 15:12:35 Law 76th United States Congress Financial services Institutional investors Financial adviser Soft dollar Investment Advisor Investment Advisers Act U.S. Securities and Exchange Commission Financial economics Finance Investment
177	Microsoft Word - Final 2010 408_b__2_ Comment Letter _3_.doc Add to Reading List Source URL: www.dol.gov Language: English - Date: 2011-03-18 11:33:12 Money Investment Adviser Association Investment Advisers Act Financial adviser Soft dollar Investment Advisor Fiduciary U.S. Securities and Exchange Commission Registered Investment Advisor Finance Law Business
178	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]December 26, 2013 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-12-26 15:13:46 Finance Inet Investment Advisers Act Soft dollar Investment Business Financial economics Stock market Computer networking Instinet
179	MarketRiders, Inc. Client Brochure This brochure provides information about the qualifications and business practices of MarketRiders, Inc. If you have any questions about the contents of this brochure, please contact us Add to Reading List Source URL: www.marketriders.com Language: English - Date: 2014-03-28 17:43:29 Investment Financial markets Financial adviser Registered Investment Advisor Short Investment Advisor Exchange-traded fund Soft dollar Prime brokerage Finance Financial economics Business
180	Letter From William T. George to Elizabeth M. Murphy, Secretary, U.S. Securities and Exchange Commission Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-06-16 11:24:58 Financial regulation Short selling U.S. Securities and Exchange Commission Financial system Christopher Cox Short Securities Exchange Act Investment banking Soft dollar Finance United States securities law Business

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